What We Do
Adrians is an integrated firm meaning we are able to deliver a ‘whole of life’ solution
Our Firm
Our People
People are our passion

Financial Services Guide

Adrians Group Staff David Van Den Berg

David van den Berg CFP

Partner

David has more than 20 years of experience providing advice to senior executives, small business owners and retirees. He has been with Adrians Private Wealth since 2017, joining the business to further his work in helping clients reach their goals. He has assisted many clients navigate through growing their personal and business wealth and transition to retirement. He also believes in giving back to the community, with continued involvement in pro bono work. Including work with the Cancer council to provide free assistance to those people who have been diagnosed with cancer and suffering financial hardship.

Specialisations:

  • Generating Wealth
  • Estate Planning and Wealth Protection
  • Retirement Advice
  • SMSF Advice

Qualifications: 

  • Bachelor of Commerce, Banking Finance and Risk Management
  • Master of Financial Planning
  • Certified Financial Planner ®
  • Kaplan Certificate in Self-Managed Superannuation ™
  • Kaplan Certificate in Margin Lending and Geared Investments
  • Specialist Member of the SMSF Association
  • Member of the FPA
  • Tax (Financial) Adviser

David van den Berg Authorised Representative No. 263500 of Adrians Private Wealth Pty Ltd ABN 35 619 714 377 which is a Corporate Authorised Representative No 1257272 of Adrians Wealth Management Pty Ltd Australian Financial Services Licence No. 522841. Your adviser may offer your services through Adrians Private Wealth Pty Ltd and Adrians Partners Pty Ltd which are each separate businesses.

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COMPLAINTS POLICY

ADRIANS WEALTH MANAGEMENT | AFSL 522841

 

We are committed to customer focused, effective and efficient complaint handling. We strive to address each claim genuinely, promptly, fairly and consistently, ensure each complaint is treated in an un-biased manner, and all allegations are investigated thoroughly.

This document provides information about our dispute resolution process including how and where complaints may be made and how and when we will communicate with you about resolving your complaint.

If you have a complaint about Adrians Private Wealth Pty Ltd or one of our financial advisers, we would like to hear from you. The Privacy Policy applies to the Adrians Wealth Management Pty Ltd, Adrians Private Wealth Pty Ltd, and all sub-authorised representative.

How you can lodge a complaint
If you wish to make a complaint, please contact the Claims Team on the information below:
Mail GPO Box 1050, Brisbane QLD 4001
Phone 07 3832 7544
Email licensee@adriansgroup.com.au
Website adriansgroup.com.au

Our complaint process is free of charge to you. Your complaint does not need to be in writing. If you require any assistance to lodge your complaint, please let us know. You may also choose to authorise a representative to make a complaint on your behalf.

We are bound by the Privacy Act, and we manage and protect your personal information in accordance with the Australian Privacy Principles.

How we will deal with your complaint

We will respond to your complaint in a timely and flexible manner. Our goal is to ensure the earliest possible resolution and we will try to resolve your complaint wherever possible at the first point of contact. Where your complaint is urgent it will be prioritised.

We will ensure you have the opportunity to explain your complaint. To this end we ask that where possible, that you provide the following information about your complaint:

  • your full name, date of birth and contact details
  • if relevant, your financial adviser’s or mortgage broker’s name
  • the names of any service providers, such as any investment, insurance or credit product providers, associated with your complaint any identifying account numbers or other references, such as an investor number, loan number, policy number or superannuation account number, supporting documentation and
  • the resolution you are seeking.

We will address your complaint fairly and consistently, treating each complaint in an un-biased manner, and ensuring all allegations are investigated thoroughly. We will inform the financial adviser or mortgage broker involved about your complaint and ask them to respond to us.

Once your complaint is resolved any agreed outcomes will be implemented in a timely manner.

How and when we will communicate with you about your complaint

We will acknowledge the receipt of your complaint within 1 business day verbally or in writing. Where this is not possible, acknowledgement will be made as soon as possible.

We will investigate your complaint promptly and respond to you within 30 calendar days. Our response will include:

  • The outcome of your complaint including the actions taken to resolve it
  • The reasons for our decisions and
  • Information about your rights if you are not satisfied with the resolution.
  • If we are able to resolve the complaint to your complete satisfaction within 5 business days, we may not provide a written response unless you request a response in writing.

Some complex matters may require additional time to thoroughly investigate the complaint and bring it to a resolution. Where additional time is required, we will advise you in writing within 30 calendar days of receiving the complaint. We will explain the reasons for the delay.

We will communicate openly throughout the process.

If you are not satisfied with the resolution of your complaint, you can lodge a complaint with the Australian Financial Complaints Authority (AFCA).

Your right to lodge a complaint with AFCA

If an issue has not been resolved to your satisfaction, you can lodge a complaint with AFCA. AFCA provides fair and independent complaint resolution that is free to consumers. The contact details for AFCA are:

Mail GPO Box 3, Melbourne VIC 3001
Phone 1800 931 678 (free of charge)
Email info@afca.org.au
Online www.afca.org.au

About this Policy

We may amend or update our Complaints Policy as required by law or as our business processes changes. We will post the updated policy on our website – adriansgroup.com.au. We encourage you to check our website from time to time to view our current policy or contact us for a printed copy.


Important Information

Adrians Private Wealth Pty Ltd ABN 35 619 714 377 is a Corporate Authorised Representative No 1257272 of Adrians Wealth Management Pty Ltd, Australian Financial Services Licence No. 522841.